Description
The series 26 is required for persons who will supervise representatives soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts and insurance premium funding programs (variable life) issued by insurance companies.
In addition, this course features a myriad of practice quizzes by lesson to sharpen test-taking skills, as well as feedback rationale for each question that clarifies and improves retention. The course also offers unlimited number of practice finals that simulate the actual NASD exam to help ensure exam readiness. Study emphasis should be placed on the quizzes and final exams: successful completion of the quizzes will be benchmarks indicating your progress in preparing for the license exam.
LEARNING OBJECTIVES:
• Understand the regulations of investment companies
• Learn the definitions in the investment company act of 1940
• Learn the legal and financial structure of investment companies
• Understand the client account procedures
• Understand the various types of payment, retirement and pension plans
• Learn the supervision regulations
• Understand the NASD structure and conduct rules
• Understand the importance of customer protection
• Learn the financial reporting requirements